リーガル・コンプライアンスオフィサー/ Legal & Compliance Officer
A global investment management firm is seeking a Legal & Compliance Officer. The selected candidate will support compliance, investment structuring, and legal oversight across global offices.
Responsibilities:
- Collaborate with investment and operations teams to address compliance and investment-related matters
- Assist with compliance monitoring and oversight for registered investment companies
- Track regulatory updates and recommend policy or procedural changes
- Negotiate transactional agreements, including assignments, participations, and limited partnerships
- Prepare and negotiate side letters on behalf of clients
- Support legal structuring and oversight of SMAs, including offering documents and service provider agreements
Requirements:
- More than 3 years as a practicing attorney or paralegal in investment management/private funds
- Experience in private markets fund formation
- Working knowledge of Japan's Financial Instruments and Exchange Act and relevant securities regulations
- Professional level Japanese and English
About the Company:
A leading global investment firm, the company provides innovative advisory and research services across alternative investments, helping institutional clients make informed decisions. With a strong presence in Japan, it leverages deep market expertise to deliver tailored investment solutions.
Keywords:
コンプライアンス, 投資運用, 証券規制, 私募ファンド, 金融商品取引法, 法務, 規制監視, 求人, 外資系
Job Ref: 27G6DH
仕事内容

雇用形態 : 正社員
専門分野 : 金融
職種 : コンプライアンス
業界 : 金融
給与 : ¥7,000,000 - ¥9,000,000 per annum
勤務形態: オフィス・現場勤務
職務レベル: 一般社員
主な使用言語: 日本語 - ビジネスレべル
その他の使用言語: 英語 - ビジネスレべル
勤務地 : Tokyo
FULL_TIME求人番号 : 27G6DH-50C21D1D
掲載日 : 2025年6月18日
担当コンサルタント : Kai Price
kanto banking-financial-services/compliance 2025-06-18 2025-08-17 financial-services Tokyo JP JPY 7000000 9000000 9000000 YEAR Robert Walters https://www.robertwalters.co.jp https://www.robertwalters.co.jp/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true