投資コンプライアンスオフィサー/ Investments Compliance Officer
A global insurance company is looking for an Investments Compliance Officer. The selected candidate will support compliance operations, lead regulatory initiatives, and ensure adherence to firm-wide policies.
Responsibilities:
- Assist the Chief Compliance Officer in managing the Compliance & Operational Risk Management System
- Coordinate with internal and global compliance teams to uphold firm-wide standards and culture
- Support regulatory engagement with Japan FSA and JIAA, including reporting and updates
- Maintain and update compliance policies in line with Japan and U.S. regulations
- Deliver compliance training and guidance to investment and operations staff
- Conduct forensic testing, identify compliance breaches, and lead corrective actions
Requirements:
- More than 10 years of experience in compliance in foreign based asset management companies or financial companies in Japan
- Experience as a manager is a plus
- Prior experience working with Japan FSA is preferred
- Proven experience as an Operational Risk Officer is ideal
- Proficient in MS Office Suite
- Possess valid MBA, CFA, and Compliance certification is advantageous
- Understanding of asset management compliance and operational risk
- Proficient in written and verbal Japanese and English
About the Company:
A subsidiary of a leading global insurance company, this company was created to manage the investment portfolios of the parent company.
Keywords:
法律,法務,コンプライアンス, 法律, 求人, 外資系
Job Ref: ENWGP5
仕事内容

雇用形態 : 正社員
専門分野 : 法務
職種 : コンプライアンス
業界 : 保険
給与 : ¥15,000,000 - ¥20,000,000 per annum
勤務形態: オフィス・現場勤務
職務レベル: 一般社員
主な使用言語: 日本語 - ビジネスレべル
その他の使用言語: 英語 - ビジネスレべル
勤務地 : Tokyo
FULL_TIME求人番号 : ENWGP5-F9C96D9E
掲載日 : 2025年6月7日
担当コンサルタント : Claudia Yuki Shinozaki
kanto legal/compliance 2025-06-07 2025-08-06 insurance Tokyo Tokyo JP JPY 15000000 20000000 20000000 YEAR Robert Walters https://www.robertwalters.co.jp https://www.robertwalters.co.jp/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true