日本市場監視担当副社長/ Japan Markets Surveillance VP

An international financial services company is seeking a Vice President for Japan Markets Surveillance. The successful candidate will oversee a team responsible for detecting and investigating market misconduct and ensuring compliance with global standards. This is a hybrid role.

Responsibilities:

• Lead the Japan market surveillance team in monitoring trading activities and identifying irregularities
• Conduct investigations into potential market manipulation, insider trading, or other misconduct
• Provide business support for projects enhancing the market surveillance framework
• Act as key contact for regulatory inquiries and internal or external audits
• Deliver accurate reports on surveillance findings to regulators and management
• Oversee the implementation of controls and ensure alignment with the firm’s global standards

Requirements:

• More than 5 years of experience in trade surveillance or markets compliance
• Native level spoken and written Japanese; business level spoken and written English

About the Company:

This organisation is a subsidiary of one of the largest investment banks in the world. They have found success in offering security brokerage and dealing services to several companies.

Keywords:

マーケットサーベイランス, 金融サービス, コンプライアンス, 規制対応, マーケットモニタリング, 内部監査, リスク管理, 金融市場, 求人, 外資系

Job Ref: NKT4HI