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コンプライアンス担当// Compliance

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グローバルに事業を展開する資産運用会社にてコンプライアンス担当の募集がございます。資料等のコンプライアンスチェックや書類作成、ファイリングなどコンプライアンス業務全般を担っていただきます。長期派遣ポジションです。

職務内容:

  • マーケティング資料等のコンプライアンスチェック
  • 金融庁や加入協会への提出書類のドラフト
  • ひな形を使った一任契約書類のドラフト作成
  • 書類のファイリング
  • 運用口座の簡単なモニタリング作業
  • その他コンプライアンス関係業務

必須要件:

  • 運用会社でのコンプライアンス業務経験
  • PCスキル(Excel、Word)
  • ビジネスレベルの日本語力・英語力

会社概要:

グローバルに事業を展開する資産運用会社。古くから事業を行ってきた大変歴史のある金融機関のひとつです。富裕層向けの資産運用、証券等をメインに、顧客のニーズに合った最適なソリューションとサービスを提供しています。

求人番号: Z4W97S

Contract Type: Perm

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: ご経験により相談可能

Workplace Type: On-site

Experience Level: Entry Level

Language: Japanese - Professional working

Second Language: English - Business level

Location: Tokyo

Job Reference: Z4W97S-CAB39E8A

Date posted: 19 May 2026

Consultant: Fuki Iwasaki