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Japan's leading employers trust us to deliver fast, efficient hiring solutions that are tailored to their exact requirements. Browse our range of bespoke services and resources

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売買審査・コンプライアンス担当// Trade Surveillance Compliance

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オンライン証券会社にて売買審査・コンプライアンス担当の募集がございます。証券取引等の売買審査業務・コンプライアンス業務をご担当いただきます。日本株に関連する業務経験をお持ちの方を歓迎いたします。リモート勤務が可能なポジションです。

職務内容:

  • 不公正取引(相場操縦等)の疑いのある売買の調査・報告・記録
  • 当局・取引所からの照会対応
  • 顧客対応部門への説明
  • 各種プロジェクト(制度変更対応、新サービス開発等)への参加

応募要件:

  • 証券会社等での売買審査業務または日本株に関連する業務に携わっていた経験
  • 内部管理責任者資格(お持ちでない方は入社後に取得いただきます)
  • PCスキル(Excel、Word)歓迎

会社概要:

グローバルな金融機関であるオンライン証券会社。お客様のニーズに合った様々な金融商品を取り揃えており、レポートやロボアドバイザー、ラップサービスなど、AIやフィンテックを活用した先進的なサービスの提供も進めています。

求人番号: Y8MB0Q

Contract Type: Perm

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: ¥5,000,000 - ¥8,000,000 per annum

Workplace Type: Hybrid

Experience Level: Associate

Language: Japanese - Professional working

Location: Tokyo

Job Reference: Y8MB0Q-62F31B60

Date posted: 31 July 2025

Consultant: Tomoki Sakagami