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コンプライアンス担当// Compliance Manager

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外資系証券会社にてコンプライアンス担当(経験に応じ課長、副部長採用)の募集がございます。売買審査業務をご担当いただきますが、未経験の方も応募いただけます。コンプライアンス業務経験をお持ちの方を歓迎いたします。

職務内容:

  • 売買審査業務(日本株)
  • その他コンプライアンス業務

応募要件:

  • 金融業界でのコンプライアンス業務経験
  • 売買審査経験、株式部経験
  • ネイティブレベルの日本語力
  • エクイティのコンプライアンス経験尚可
  • ビジネスレベルの英語力・中国語力尚可

会社概要:

外資系証券会社。個人および法人向けに多様な金融商品とサービスを提供しています。国内外の株式、債券、投資信託をはじめとする幅広い投資機会を顧客に提供し、資産運用のサポートを行っています。また国際的なネットワークを活用し、グローバルな視点からも投資機会を提供しています。

求人番号: RD19DF

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: ¥7,000,000 - ¥8,000,000 per annum

Workplace Type: On-site

Experience Level: Associate

Language: Japanese - Native

Location: Tokyo

Job Reference: RD19DF-D9A44CCA

Date posted: 27 May 2025

Consultant: Takeshi Yoshitoshi