VP国別コンプライアンス責任者/ VP Country Compliance Officer

A global financial services firm is looking for a Vice President, Country Compliance Officer (Japan). The selected candidate will lead regulatory engagement, manage compliance programs, and ensure adherence to local laws and global standards.

Responsibilities:

• Act as primary liaison with Japanese regulators and industry associations
• Manage regulatory exams, audits, and reporting requirements
• Develop and maintain local compliance frameworks and conduct risk assessments
• Update and implement local policies aligned with global standards and regulatory changes
• Deliver compliance training and provide advisory support to business teams
• Support AML/CTF and sanctions compliance activities, including KYC/CDD and transaction monitoring
• Prepare compliance reports, participate in oversight committees, and escalate key issues to senior management
• Manage whistleblower channels and support cross-border compliance matters

Requirements:

• Bachelor’s degree or above
• 8-10 years of compliance experience in financial institutions
• Experience in regulatory liaison and inspections
• Strong knowledge of AML/CTF, sanctions, data privacy, and Japanese securities laws
• Designated Internal Control Manager under JSDA regulations
• Native level Japanese; professional level English

Preferred requirements:

• Advanced degrees or certifications (CAMS, CRCM)

About the Company:

A leading global financial institution, this organisation excels in delivering innovative investment management and custody solutions with a strong focus on client trust and operational excellence. Known for fostering a dynamic and growth-oriented work environment, it offers job hunters opportunities to advance their careers while contributing to high-impact financial services.

Keywords:

コンプライアンス, 規制対応, 金融法規, 内部統制, リスク管理, 日本証券法, 求人, 外資系

Job Ref: R86I5N