Head of Risk and Compliance

A renowned financial services company is looking for a Head of Risk and Compliance. The selected candidate will develop and execute risk management strategies, ensure compliance with regulations, and lead a team of professionals.

Responsibilities:

• Develop and execute a comprehensive risk management strategy that aligns with business objectives
• Identify, assess, and prioritise risks across all aspects of the organisation
• Implement risk mitigation plans and monitor risk exposure and the effectiveness of management practices
• Ensure compliance with relevant laws, regulations, and industry standards, and maintain internal regulations
• Conduct regular compliance audits and stay informed about changes in regulatory requirements
• Provide regular reports and updates to the Executive Team and Governance Committee on risk and compliance matters
• Lead and mentor a team of risk and compliance professionals and foster a culture of awareness across the organisation
• Collaborate with key stakeholders to ensure effective risk management and compliance practices
• Oversee crisis management and response efforts in the event of a risk-related incident or compliance breach

Requirements:

• Practical experience in Risk and Compliance
• Prior experience in Individual/Retail investment products as well as private Type 2 financial product
• Ability to provide face to face compliance training to sales staff

About the Company:

The company is a leading player in the financial sector, utilising an extensive array of market data, financial reports, and industry insights to provide comprehensive analysis. With a strong focus on delivering curated and competitive financial products, it helps clients make well-informed decisions in an ever-evolving market.

Keywords:

リスク管理, コンプライアンス, 財務管理, 規制, 投資, 危機管理, 求人, 外資系

2108520/001