コンプライアンス・アシスタント/ Compliance Assistant
給与 Negotiable based on experience
担当コンサルタント Michael Cavalier
掲載日 2022/06/20kanto legal/compliance 2022-06-20 2022-07-20 banking Tokyo Tokyo JP Robert Walters https://www.robertwalters.co.jp https://www.robertwalters.co.jp/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
An investment banking company has opened a position of Compliance Assistant. The chosen applicant will be responsible for managing personal account dealing tasks. This is a long-term haken position.
- Gather trade statements
- Conduct trade reconciliation in line with PAD policy requirements
- Manage JSDA registration of security sales representatives
- Prepare regulatory filings
- Oversee regulatory notifications for JSDA, FSA, TSE, etc.
- Previous knowledge in finance within a relevant compliance domain is preferable
- Experience in a multinational environment
- Keen attention to detail
- Proficient in written and oral English
About the Company:
An international investment banking organisation that provides a wide range of financial services to clients across the globe. Trusted as a reliable source of financial information, this company commands a strong reputation in financial markets.
金融, 金融業, 事務, アシスタント, セクレタリー, ファイナンス, 求人, 外資系
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