コンプライアンスオフィサー/ Compliance Officer
給与 Negotiable based on experience
担当コンサルタント Liliana Lin
掲載日 2019/08/222019-08-22 2019-10-21 financial-services Tokyo JP JPY 13000000 14000000 14000000 YEAR Robert Walters https://www.robertwalters.co.jp https://www.robertwalters.co.jp/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
A successful financial services organisation is searching for a Compliance Officer. The candidate who enters this role will be responsible for providing guidance to the organisation from a compliance point of view.
- Resolve incidents working from a compliance perspective
- Participate in meetings and committees to provide compliance advice
- Give advice regarding Japanese regulations and the company’s internal rules
- Provide support to the business for internal audits and regulatory inspections
- Provide support to trade surveillance officers and other compliance personnel
- JSDA Type 1 is a plus
- Business level English and Japanese with the ability to read Japanese laws, regulations, etc.
About the Company:
A dynamic and innovative financial services firm with a global presence and a strong foothold in the local business. The company prides itself on its client-focus and consistent shareholder returns.
法務, 法律, コンプライアンス, リスク, パラリーガル, 法曹界, 弁護士, 金融法務